Regulatory Risk Transforms into a Board-Level Strategic Concern

ALM Intelligence Pacesetter Research finds law firms developing upstream regulatory risk consulting and advisory services New York, NY – December 9th,  2020 – New research from ALM Intelligence finds the market for regulatory risk services evolving from a subject-matter expertise problem to an opportunity to integrate regulatory risk into a growth strategy with a strategic … Continue reading Regulatory Risk Transforms into a Board-Level Strategic Concern Continue Reading

Brad Bennett, the former FINRA Chief Enforcement Officer, joins SEDA Experts as an expert witness in the financial industry leaders group.

New York, NY, November 18, 2020 -SEDA Experts LLC, a consulting firm providing leading financial expert witness services, announced today that Brad Bennett joined the firm’s financial industry leaders group as an expert witness. “Brad’s reputation and extraordinary expertise in Broker-Dealer Regulation, FINRA Rules, and Financial Frauds, will be an invaluable asset to our firm and our … Continue reading Brad Bennett, the former FINRA Chief Enforcement Officer, joins SEDA Experts as an expert witness in the financial industry leaders group. Continue Reading

Former IRS Criminal Investigation Chief, Don Fort, Joins Kostelanetz & Fink

Fort Named Director of Investigations at Tax and White-Collar Boutique New York (October 29, 2020) — Kostelanetz & Fink, LLP, is pleased to announce that John D. (Don) Fort, the former Chief of the Internal Revenue Service’s Criminal Investigation (CI) Division, has joined the firm as Director of Investigations. Mr. Fort departed the IRS at … Continue reading Former IRS Criminal Investigation Chief, Don Fort, Joins Kostelanetz & Fink Continue Reading

Online Investment Sees the Highest Month of Activity in July – Small Firms Most Affected by COVID-19 Find Ready Investors and Capital – The Time is Now for Washington to Invest Alongside the Crowd

NEWS PROVIDED BY Crowdfund Capital Advisors, LLC August 17, 2020 7am ET DENVER, COLORADO, August 17, 2020  /iCrowdNewswire/ –Online investment by both retail and accredited investors into startups and small businesses was legalized by the JOBS Act in 2012. Regulation Crowdfunding, one of the provisions in the Act, allows firms to raise up to $1.07 … Continue reading Online Investment Sees the Highest Month of Activity in July – Small Firms Most Affected by COVID-19 Find Ready Investors and Capital – The Time is Now for Washington to Invest Alongside the Crowd Continue Reading

Kaufhold Gaskin Gallagher LLP Announces Growth and Name Change with Addition of Lateral Partner from Ropes & Gray

SAN FRANCISCO, CA — Leading corporate and business litigation boutique, Kaufhold Gaskin LLP, announced today the addition of partner Richard “Rick” Gallagher, who was the co-Managing Partner of Ropes & Gray’s California offices.  The firm further announced its new name, Kaufhold Gaskin Gallagher LLP. Gallagher is a 20-year veteran of the securities and corporate litigation … Continue reading Kaufhold Gaskin Gallagher LLP Announces Growth and Name Change with Addition of Lateral Partner from Ropes & Gray Continue Reading